The Phytochemistry of Herbs

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Carotenoids
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alpha-carotene

alpha-Carotene

What's in a name?

Carotenoids (kuh-rah'-tuh-noydz) are the family of compounds sometimes called 'tetraterpenes' (te-truh-ter'-peenz). They belong to the larger class of phytochemicals known as terpenes. Carotenoids are named, as you would expect, after carrots. Carotenoids include the carotenes (alpha-, beta-, delta-, and gamma-carotenes). The suffix 'oid' can be thought of as meaning 'the family of' or 'type of' or 'relative of,' so Carotenoids include the carotenes and their relatives. The word 'carotene' (kare'-uh-teen) is sometimes used on supplement bottles and in older literature to refer to a mixture of the different forms of carotene. Compounds such as lycopene (ly'-cuh-peen), lutein (loo-tee'-in), and astaxanthin (as-tuh-zan'-thin) are carotenoids but not carotenes.

Some of the carotenoids are further classified as xanthophylls (zan'-thuh-filz), which means 'yellow leaves.' These are the 'oxygenated carotenoids' which include one or more oxygen atoms in their structures. Compounds such as lutein, astaxanthin, violaxanthin, zeaxanthin, and capsanthin are examples of xanthophylls.

Carotenoids are colorful, fat/oil-soluble pigments found in green leaves (including dietary greens such as collards, spinach and kale) and yellow, orange and red fruits and vegetables including sweet potatoes, squash, carrots, red peppers, apricots, mangoes, and tomatoes. (In some plants, however, the red coloration may be due to anthocyanins).

Astaxanthin is a carotenoid from marine sources such as algae, salmon and trout, and crustaceans. Commercially, it is produced either by a type of microalgae, Haematococcus pluvialis, or from ocean krill. It is currently being marketed as a powerful antioxidant.

Carotenoids in Nature

In living leaves carotenoids are found inside the chloroplasts where they function as accessory pigments to chlorophyll, helping the plant harvest more light during photosynthesis. They also serve as antioxidants by quenching reactive oxygen species (ROS), protecting the chloroplasts from damage and handling excess sunlight energy that might otherwise harm the plant. In autumn tree leaves, when green chlorophyll breaks down, the beautiful reds, oranges and yellows of carotenoids can be seen.

Carotenoids can also accumulate in non-photosynthetic tissues of plants, such as carrot roots, sweet potato tubers, squash fruits, and corn kernels. In these tissues, they are found in special cellular organelles called 'chromoplasts,' where they may serve as biological signal molecules and antioxidants.

Variations on a theme

As with most phytochemicals, the term 'carotenoid' refers to a family of compounds rather than just a single compound. There are around 600 variations known, but we will limit our discussion to the most common carotenoids found in the diet and in herbal medicines. Some 100 different carotenoids  are generally encountered in foods; of these, about 20 have been detected in our bodies: mainly beta-carotene, lutein, and lycopene.

Carotenoids and human health

Animals cannot synthesize carotenoids, but some can ingest them in the diet and metabolically transform them into new variations. For humans, carotenoids can be antioxidants that scavenge free radicals and quench ROS. Evidence suggests they act to minimize cell membrane damage and to help prevent lipid peroxidation. Carotenoids can be found inside chylomicrons (the tiny packages that transport lipids in our blood) where they help protect cholesterol and triglycerides from oxidation. The highest carotenoid concentrations are found in the liver, adrenals, ovaries and testes. Some 'pro-vitamin A' carotenoids are also important as dietary precursors of vitamin A, the pigment molecule in the retina that responds to light and initiates the vision process. Vitamin A is also important for immune system function.

Free carotenoids, everywhere

One excellent, and often overlooked, source of carotenoids is the Dandelion flower (Taraxacum officinale ). Analyses have detected beta-carotene, chrysanthemumxanthin, cryptoxanthin, cryptoxanthin epoxide, flavoxanthin, lutein, taraxanthin, and violaxanthin. As suggested by studies indicating mixed carotenoids can act as cancer-preventing antioxidants, Dandelion flowers should be a beneficial addition to the diet.

Common carotenoids and their sources

Compound Pronunciation Sources
Astaxanthin as-tuh-zan'-thin Haematococcus pluvialis (a microalga); Xanthophyllomyces dendrorhous (a yeast); Euphausia superba (krill); crustaceans, shellfish, salmon & trout
Bixin biks'-in Seed coats of Annatto; widely used as a food colorant
Canthaxanthin kan-thuh-zan'-thin crustaceans, salmon & trout, egg yolks; used commercially in poultry and fish feed
Capsanthin kap-san'-thin red peppers, paprika
Capsorubin kap-soh-roo'-bin red peppers, paprika
Carotenes kare'-uh-teenz  
  Alpha-carotene al'-fuh- Many of the same sources as beta-carotene (below), and apples, corn, peaches, potatoes, watermelon; palm oil
  Beta-carotene bay'-tuh- Common in green leaves (spinach, collards, kale; darker leaves have more beta-carotene than lighter-colored ones); green peppers, orange vegetables including carrots, squash, sweet potatoes; palm oil
  Delta-carotene del'-tuh- a precursor of alpha-carotene and lutein; many yellow-red fruits & vegetables, corn
  Gamma-carotene gam'-uh- a precursor of beta-carotene and lutein; in apricots, carrots, corn, sweet potatoes, tomatoes, watermelon; palm oil
Cryptoxanthin krip-toh-zan'-thin apples, apricots, bell peppers, corn, lemons, oranges, persimmons, papaya, paprika
Lycopene ly'-cuh-peen tomato juice, sauce, paste & fresh tomatoes; catsup; watermelon, pink grapefruit, papaya, pink guava
Lutein loo-tee'-in common in green leaves; carrots, corn, some fruits, tomatoes. Commercial source: Marigold petals
Violaxanthin vy-ol-uh-zan'-thin common in green leaves; yellow vegetables
Zeaxanthin zee-uh-zan'-thin common in green leaves; corn, some fruits, paprika, peppers (esp. orange ones)

 

Carotenoids as antioxidants

Carotenoids, because they are oil-soluble, protect the lipid components of the human body in a way similar to the oil-soluble vitamin E. They help to prevent lipid peroxidation (oxidative damage of the lipid components in cell membranes and in circulating blood) which is associated with atherosclerosis and cardiovascular disease. Carotenes, however, are fairly easy to oxidize, so for maximum effectiveness they should be taken along with other antioxidants in a full-spectrum supplement (mixed natural carotenes), or consumed in foods/herbs which are rich in a complex array of antioxidants. In these situations, the companion antioxidants can act synergistically with the carotenes to protect them, and to enhance the overall benefits for the body. Many of the oxygenated carotenoids (the xanthophylls) have demonstrated powerful antioxidant activity, including lutein, astaxanthin, and capsanthin. Studies indicated that the absorption of carotenoids is greatly enhanced when they are taken along with dietary oils (in food or supplements).

Toxicology

Carotenoids are generally non-toxic at the levels found in foods, herbs, and properly used supplements. A benign coloration of the skin may result from excessive intake of beta-carotene or even of carrot juice.

Several years ago, canthaxanthin was marketed in extremely high-concentration pills as a sunless tanning agent; the FDA banned these when toxicity symptoms arose (including deposition of canthaxanthin crystals in the retina). Although it has GRAS status and is used as a food colorant (in amounts not to exceed 30 mg/pint or pound), canthaxanthin has been demonstrated to cause retinal changes 50% of the time at a cumulative dose level of 37 g and 100% of the time following a cumulative dose of 60 g.1,2

Some research has indicated that isolated, synthetic beta-carotene supplements may actually be damaging to smokers and drinkers. One study3 found an increase in cancer rates among 29,000 men who took 20 mg/day of beta-carotene; this increase did not occur if vitamin E was taken along with the beta-carotene. The same study indicated that diets high in beta-carotene were protective against cancer. This evidence suggests that the higher levels of free radicals in the bodies of smokers and drinkers can damage isolated beta-carotene, turning it into a pro-oxidant as opposed to an antioxidant. To prevent this, the beta-carotene should be accompanied by other antioxidants as found in foods. Another large study4 corroborated these findings.

High levels of supplemental vitamin A have demonstrated significant toxicity, inducing blurred vision, headaches, hair loss, pathological skin changes, and birth defects. However, the body limits conversion of carotenes to vitamin A, so these effects have not been observed with similarly high carotenoid intakes. Even so, the wisdom of Nature suggests that excessive intake of supplemental carotenoids might have subtle or long-term deleterious effects.

1 Harnois et al, Arch Ophthalmol, 107: 538-40, 1989.
2 Espaillat et al, Arch Ophthalmol, 117: 412-3, 1999.
3
Alpha-Tocopherol, Beta Carotene Cancer Prevention Study Group. New England Journal of Medicine 330, 1029-1035, 1994.
4 Cancer Research 54(Suppl.), 2038S-2043S, 1994.

2006 Dual role of {beta}-carotene in combination with cigarette smoke aqueous extract on the formation of mutagenic lipid peroxidation products in lung membranes: dependence on pO2.
http://www.ncbi.nlm.nih.gov/entrez/query.fcgi?cmd=Retrieve&dopt=Abstract&db=PubMed&list_uids=16704989

For further information, see Carotenoids Intermediate and Carotenoids Advanced pages

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